SpineUniverse Case Study Library

Lumbar Spinal Stenosis With Grade I Spondylolisthesis


The patient is a 75-year-old male who was initially seen three months ago. At that time, he presented with symptoms of lumbar spinal stenosis and neurogenic claudication due to a L4-L5 Grade I spondylolisthesis and stenosis (L2-L3). He has not had previous lumbar spine surgery.

Lower back pain and bilateral leg pain is provoked when walking and standing. He ambulates with an assistive device. His walking is limited to approximately two blocks before lower back and leg pain significantly increases. These symptoms are relieved with sitting or lumbar flexion. His VAS is 8/10.


The patient’s physical examination demonstrated diminished lordosis with limited range of motion of the lumbar spine. There is no evidence of vascular claudication, and capillary refill is good. There is no motor or sensory loss in his lower extremities. He is a non-smoker.

Prior Treatment

Physical therapy and spinal injections provided minimal relief of symptoms.

Pre-treatment Imaging

Plain radiographs demonstrate a Grade I spondylolisthesis at L4-L5, loss of disc height at L4-L5, and diminished disc height at L2-L3. Osteoarthritis changes osteoporotic changes are noted throughout the lumbar spine.

Figure 1. Upright, lateral. Image courtesy of Dwight S. Tyndall, MD, and SpineUniverse.com.

Figure 2. Upright, anteroposterior (AP). Image courtesy of Dwight S. Tyndall, MD, and SpineUniverse.com.

Figure 3. Flexion. Image courtesy of Dwight S. Tyndall, MD, and SpineUniverse.com.

Figure 4. Extension. Image courtesy of Dwight S. Tyndall, MD, and SpineUniverse.com.

The lumbar MRI scan reveals severe spinal stenosis at L4-L5 with a Grade I spondylolisthesis, and stenosis at L2-L3. Furthermore, there is significant facet arthropathy at L4-L5 and arthropathy at a lesser degree at L2-L3.

Figure 5. Sagittal. Image courtesy of Dwight S. Tyndall, MD, and SpineUniverse.com.

Figure 6. Axial. Image courtesy of Dwight S. Tyndall, MD, and SpineUniverse.com.


  • Grade I spondylolisthesis at L4-L5
  • Severe spinal stenosis at L4-L5
  • Spinal stenosis with facet arthropathy at L2-L3

Suggest Treatment

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Selected Treatment

The patient underwent a minimally invasive L2-L3 decompression, and L4-L5 decompression with posterior fusion and instrumentation with a posterior interspinous device.

Surgeon’s Treatment Rationale
The patient presents with neurogenic claudication due to lumbar stenosis at two levels; L2-L3 and L4-L5. Additionally, the L4-L5 level has a spondylolisthesis with movement on flexion/extension views. The surgical treatment is a decompression of the stenotic levels and stabilization of the spondylolytic level. 

Stabilization can be achieved by various fusion and instrumentation techniques. These techniques usually involve pedicle screw fixation, which given this patient’s age carries additional surgical and recovery morbidity that interspinous fixation does not have due to ease of insertion. With Interspinous fixation, the decompression can be done, and the plate inserted within the same surgical exposure without any need for the extensive exposure necessary for pedicle screw fixation.

That said, interspinous fixation is not as rigid as pedicle screw fixation but, in low demand patients and in patients with already collapsed disc, such as this patient, interspinous fixation is an excellent choice for instrumentation.


Upon post-operative evaluation, the patient reports his low back and leg symptoms have significantly improved. The examination revealed a well-healed incision without any drainage or erythema. The patient can stand and walk independently, and his lower extremities are neurologically intact.

Plain radiographs show the interspinous device at L4-L5. There was no progression of the Grade 1 spondylolisthesis at L4-L5. The patient was referred to physical therapy and continues to progress.

Figure 7. Postop, AP. Image courtesy of Dwight S. Tyndall, MD, and SpineUniverse.com.

Figure 8. Postop, lateral. Image courtesy of Dwight S. Tyndall, MD, and SpineUniverse.com.

Case Discussion

While, in many ways "bread and butter" spine surgery pathology, the optimal management for spinal stenosis with spondylolisthesis continues to be debated. I trained with the late, great Harry Herkowitz, who contributed greatly to our understanding of the role of fusion in these patients. Later, I practiced with Dr. Herkowitz and Dr. Jeffrey Fischgrund. Over short term follow-up, they found the mere attempt at stabilization improved outcomes in patients decompressed for stenosis.1 However, when a similar population of patients was assessed over the longer term, those patients who achieved a true fusion enjoyed a better clinical result.2

I mention this background for two reasons. First, our understanding of optimal treatment and timing of that treatment continues to evolve. Second, as new technologies emerge, many initially look promising, but fail to hold up over the longer term. In the case under discussion, a wider dissection and the additional OR time required to place transpedicular instrumentation is avoided by use of an interspinous process fixation device. If this device holds up over time, it might prove to be an elegant solution for this type of low-demand individual. In this case, the follow-up interval is not enumerated. Clearly, the illustrative radiographs are from the early post-operative period.

Some of my concerns about this case relate to patient data to which I don't have access. For example, I don't see any evidence of fusion. What type of fusion was performed and with what kind of graft? I'm assuming a facet fusion with local bone was used. The same older patient with challenged physiology in whom aggressive fusion techniques are not appealing are also those patients for whom more aggressive techniques are required.

While the conclusions of various biomechanics studies vary, spinous process fixation initially made the most sense as a posterior tension band in patients undergoing anterior column reconstruction (such as an ALIF or XLIF).3,4 I have a hard time imaging this type of device alone resisting shear forces.5

What did the patient's DEXA scan show? How well can we predict spinous process strength (especially after decompression)? How weak can the bone get before the presenter would no longer use this device? Interspinous spacer devices such as the X-STOP were introduced with some fanfare, but longer-term results have been marginal.6 Poor bone quality and spondylolisthesis predicted eventual failure.

Of course, spinous process fixation is different, but long-term outcomes reports are not yet available. Hopefully, this presenter and others will present long term follow-up data on large patients groups.

1. Fischgrund JS, et al. 1997 Volvo Award winner in clinical studies. Degenerative lumbar spondylolisthesis with spinal stenosis: a prospective, randomized study comparing decompressive laminectomy and arthrodesis with and without spinal instrumentation. Spine (Phila Pa 1976). 1997;22(24):2807-2812.

2. Kornblum MB, et al. Degenerative lumbar spondylolisthesis with spinal stenosis: a prospective long-term study comparing fusion and pseudarthrosis. Spine (Phila Pa 1976). 2004;29(7):726-733, discussion 733-734.

3. Fogel GR, et al. Biomechanics of lateral lumbar interbody fusion constructs with lateral and posterior plate fixation: laboratory investigation. J Neurosurg Spine. 2014;20(3):291-297.

4. Wang JC, et al. Comparison of CD HORIZON SPIRE spinous process plate stabilization and pedicle screw fixation after anterior lumbar interbody fusion. Invited submission from the Joint Section Meeting On Disorders of the Spine and Peripheral Nerves, March 2005. J Neurosurg Spine. 2006;4(2):132-136.

5. Yao Q, et al. Motion characteristics of the lumbar spinous processes with degenerative disc disease and degenerative spondylolisthesis. Eur Spine J. 2013;22(12):2702-2709.

6. Gazzeri R, Galarza M, Alfieri A. Controversies about interspinous process devices in the treatment of degenerative lumbar spine diseases: past, present, and future. Biomed Res Int 2014:975052.

Author's Response

Dr. Truumees' comments on this case are very erudite and thoughtful. It is true that long-term clinical data is not available for lumbar fusion done with interspinous devices (ISPs). Despite this, early anecdotal case reports indicate that in the low-demand elderly patient, ISPs are a very attractive alternative fixation device to pedicle screw fixation due to their ease of insertion, limited operative time, diminished blood loss, and faster recovery. That said, careful patient selection should be done to avoid using ISPs in cases that might exceed the device’s fixation limits.

The ideal candidate is similar to this patient; a low-grade slip with a collapsed disc space. This would indicate that despite a slip, there is already anterior support since the disc space has collapsed. On the other extreme, the wrong patient would be someone with a high-grade slip and large disc space with significant movement on flexion/extension radiographs.

The device used in this case is dissimilar to devices such as X-Stop, which is s a non-fusion device, and the early generation ISP that relied on true spinous process fixation. The problem with the early generation ISP, as correctly pointed out by Dr. Truumees, is the diminished bone quality of the spinous process in the elderly population on which their fixation is dependent. In contrast, the device used in this case relies on spinous-lamina fixation where the bone quality is superior.

The fusion performed in this case was a facet and posterior lamina element fusion. The advantage of this over just a facet fusion is the large surface area available for fusion.

In closing, ISPs should be considered another arrow in the spine surgeon’s quiver. As such, and with any other technology, it has limitations and advantages based on the clinical situation and therefore, should be used accordingly. The danger, as with any other instrument, is that we fail to understand this and use ISPs indiscriminately. Hopefully, as we begin to see more widespread use of ISPs, we will also begin to see more long-term studies that provide clinical information to help guide our use of ISPs.

Community Case Discussion (3 comments)

SpineUniverse invites spine professionals to share their thoughts on this case.

Pedicle screw instrumentation and lateral fusion takes almost no more time, one can achieve complete decompression, and sometimes, partial reduction of the deformity. Plus, the bone from a complete laminectomy can be used as a source of fusion material.

I am in the minority of spine surgeons who are among a growing number of transforaminal endoscopic surgeons who have experience with a minimally invasive hybrid procedure in favor of transforaminal endoscopic decompression through the foramen using foraminoplasty techniques with or without visualized endoscopic rhizotomy. I have over 10 year experience and data. An elderly patient, especially with more recent symptoms of radicular symptoms and back pain can have good/excellent relief without instrumented fusion. I am not against the treatment suggested, but recently, the move away from fusion will give relief, especially in elderly patients without depending on instrumented fusion.

This procedure is embraced in Asia, but ignored in North America. Because of cost concerns we not have less costly effective methods to use. A good temporary result from diagnostic and therapeutic injections will help stratify the patients who will benefit from this endoscopic MIS procedure. I have recently published my work in peer reviewed open access Journals, IJASS and the Journal of Spine.


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